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Assessment/Audit/Benchmarking

  • A diversity audit can be viewed as a statement because it can send a message to the workforce that management cares and is willing to devote the necessary time and resources (Grensing-Pophal, 2001).
  • Diversity audits can be useful in uncovering workplace discrimination problems. They can enable an organization to uncover biases, or perceptions of biases, among employees and managers (Grensing-Pophal, 2001).
  • Information obtained through diversity audits can help organizations develop policies and training programs and avoid discrimination complaints (Grensing-Pophal, 2001).
  • In addition to diversity audits, objective sources of information regarding an organization's practices also can be drawn from existing reports and data on matters such as Equal Employment Opportunity complaints and grievances; hiring, promotion, and turnover statistics; and pay practices (Grensing-Pophal, 2001).
  • In addition to diversity audits, organizations may decide to conduct additional assessments to gather baseline information through surveys, focus groups, or interviews with employees. Baseline information can be used for comparison purposes as a way to determine employee perceptions of the organization's progress toward meeting stated objectives (Grensing-Pophal, 2001).
  • Update and institutionalize an initial diversity assessment and establish a continuous improvement process, characterized by periodic faculty, staff, and student surveys; diversity program inventories; and other assessments that provide information on areas needing improvement and areas of success (Virginia Tech University Diversity Plan, 2000).
  • Assess each recruitment approach used, including the number of actual hires made from these pools on an annual basis (de los Santos, 1994).
  • It is important to look at the people who are in the organization's top spots, and then trace how these people rose through the company. If these practices are exclusionary to some employees, then they need to be addressed (Flynn, 1998).
  • An excellent way to assess how welcoming your campus environment is to faculty of color is to conduct a cultural audit (Turner, 2002).
  • Analyze the cultural diverse faculty composition on campus and set goals for enhancing diversity (Dumas-Hines, Cochran, & Williams, 2001).
  • The committee or team should benchmark what other nonprofit, for-profit, and universities are doing (Digh, 1999).
  • "To avoid quick-fix solutions and effect a meaningful cultural change, assessing or auditing diversity practices is essential to identify and analyze the current situation. Cultural audits gather data about the perceived strengths and weakness of the organization's diversity practices. Internal audits stand a better chance of convincing managers that problems exist rather than reviewing reports from other organizations. Statistical, factual and perceptual data gathering dispels myths about policies and practices that contribute to differential treatment and factors that facilitate or hinder diversity." (Mathews, 1998).
  • "After gathering data about the perceived strengths and weakness of the organization's diversity practices, the next step is to measure the organization's practices against other comparable organizations' diversity practices. One approach that can be used to assess and measure similar diversity policies and practices is benchmarking" (Mathews, 1998).
  • "Benchmarking is a tool organizations use to search for the practices that can serve as a model for the development of a superior diversity management program" (Mathews, 1998).

Kemmerer and Arnold identify the basic steps in benchmarking:

  • Identify diversity management practices to increase sensitivity through self-learning, training, education, recruitment, hiring and retention practices using similar organization's practices as benchmarks.
  • Compare the organization's performance in creating a diverse workforce against the best practices' organizations.
  • Using these results, identify how to improve future performance through reexamination and including employees' input in the workforce planning decision-making.
  • Establish obtainable goals and forecasting methods that will improve workforce diversity in the organization.
  • Communicate the benchmarking findings to all employees.
  • Develop diversity plans and action teams that include all organizational levels.
  • Implement diversity action plans, monitor performance and evaluate results.
  • Revise diversity action plans as necessary (Mathews, 1998).
  • The needs assessment component gives the organization the opportunity to carefully assess what type of training is most appropriate for their employees. Failure to conduct a needs assessment could lead to training that does not focus on real issues in the organization. This could lead to a waste of resources (Wentling & Palma-Rivas, 1999).
  • Before beginning any kind of diversity activities, it is important to conduct a formal assessment of the campus climate for diversity. "Such assessments, or audits, provide baseline data and show a snapshot of the terrain before decisions are made on any new programs. Audits allow an institution to identify pressing problems or particular groups who may be experiencing a hostile climate. Furthermore, a baseline allows an institution to measure progress over time and to identify the next most appropriate set of activities" (McTighe Musil et. al., 1999, p. 29).

"Recommending campus dialogue about these seven questions is intended to foster a climate of expectation and openness to focused and sustained evaluation of diversity initiatives . . . As a starting point for campus conversations, the following set of questions can assist:

  • What are the operating understandings of diversity? What are the emerging definitions?
  • How is diversity understood in the context of its emerging definitions?
  • How is diversity understood in the context of the institution's immediate community?
  • How does the institution's knowledge of diversity correlate with the actual demographics of its city and state, the country, and the world?
  • How is diversity understood in relation to the institution's particular historic and current context?
  • How has diversity been integrated into the institution's mission, vision, goals, and objectives?
  • What thought has been given to the ways students are taught to think about diversity, in curriculum, climate, or campus ethos?
  • How, over time, has the institution come to understand its current diversity climate?
  • What are some reasons that would persuade people on campus to document diversity initiatives? What tools would help them do it?" (McTighe Musil et. al., 1999, p. 47).
  • "Assessment, then, provides institutions with a means of documenting their own progress as well as accepting accountability. It can be a mechanism for achieving equal opportunity and keeping such a goal at the heart of the educational mission. The academy holds the promise of offering spaces of encounter and engagement, spaces that teach students how to deliberate in the face of difficult differences and how to expand their horizons by drawing on the deep resources diversity offers. In the process, students become more prepared to be informed citizens facile in working and living in a diverse democratic society like the United States" (McTighe Musil et. al., 1999, p. 48).
  • While there are benefits to reviewing what other companies are doing related to diversity, every organization has its own unique culture. It is critical to establish an internal benchmark describing the current environment. A cultural diversity assessment provides this original benchmark and becomes the vital tool to determine the organization's progress related to diversity (Van Eron, 1995).
  • "A cultural diversity assessment is a process that provides an analysis of an organization's culture. The assessment identifies the organization's assumptions, norms, systems and practices to determine if they are supportive of the company's vision for diversity. The main purpose of the assessment is to identify what needs to be changed to create an environment more likely to allow all employees to do their best work, be more productive and achieve their potential . . . The collected data are used to determine what needs to be done to implement positive change. This measurement system is important in identifying issues that require attention, as well as securing management and employee "buy in" for the overall corrective efforts needed and the respective resources required. Involving managers and employees in the assessment will increase their level of commitment to working toward the diversity goals and vision . . . If the assessment is bypassed, companies are likely to implement diversity initiatives that do not directly address the key issues or to implement programs that, in fact, continue to reinforce the current culture . . . A comprehensive assessment should be conducted at the beginning of a diversity effort and serve as the baseline for diversity initiatives. Thereafter, periodic updates of the assessment should be scheduled to assist the organization in tracking progress, identifying issues that require additional attention and determining emerging new issues" (Van Eron, 1995).
  • Occasional focus groups and brief surveys can be conducted (Van Eron, 1995).
  • Organizations should begin to gauge the impact of their diversity efforts by assessing their employees' perceptions of prejudice and discrimination, fairness of rewards, information accessibility, and career opportunities. Organizations should then proceed to measure the extent to which these indicators of diversity are enhancing organizational effectiveness (Comer & Soliman, 1996).
  • A needs assessment and a self-study process should be used to clarify what abilities a person should possess as a faculty member and if these abilities can best be found in ethnic minority faculty members (CEMRRAT, 1996).

The assessment includes the following phases:

  • Establish leadership commitment and support. Without strong leadership commitment, the cultural change process will not succeed.
  • Form a cultural diversity assessment team. A team to steer the cultural assessment and change efforts ensures coordination of the process as well as "buy-in" of key constituents.
  • Review archival and HR systems data. In addition, human resource systems including recruiting, training, development and reward systems should be examined for how they support or impede diversity goals.
  • Conduct interviews and focus groups with managers, employees and stakeholders. Individual interviews and focus groups ensure "buy-in" and understanding of the diversity effort and help to define the cultural norms and critical systems that support or hinder the diversity vision.
    Develop and administer an employee cultural assessment survey. By making the survey available to all employees, there is likely to be more acceptance of the findings.
  • Analyze data. The findings from the survey, interviews, focus groups, archival data and systems review are integrated into a report that serves as a benchmark of the organization's current environment related to diversity.
  • Provide feedback on findings from cultural diversity assessment. Through meetings with management and communications with employees, ownership of the data is secured.
  • Crete a plan of action. Once the current culture is understood, initiatives to support the diversity vision and reduce barriers are planned.
  • Schedule periodic follow-up reviews or assessments (Van Eron, 1995).

When establishing long-term goals and initial objectives . . . "This is the time for benchmarking to obtain the following types of information:

  • The business impact of working on diversity
    How other executives focus their time and energy on a diversity initiative
  • Best practices and practices to avoid
  • How other companies have addressed the processes important to you (i.e., recruiting, performance management, mentoring, career development, compensation, etc.)
  • Timelines other companies have followed
  • Sources of effective training, development, and consulting expertise
  • How other companies have communicated to their employees about diversity
  • How companies measure their progress" (Bye, 2002, p.11).